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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 03, 2022

 

 

CRYO-CELL INTERNATIONAL, INC.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-40767

22-3023093

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

700 Brooker Creek Blvd.

 

Oldsmar, Florida

 

34677

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 813 749-2100

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock, $0.01 par value

 

CCEL

 

NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On October 3, 2022, the Company held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of four directors, the ratification of the Company's independent registered accountants, the approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers, the approval of a non-binding advisory vote on the frequency at which the Company should include an advisory vote regarding the compensation of the Company's named executive officers and the approval of the 2022 Equity Incentive Plan.

 

The final result of the stockholder vote was certified on October 3, 2022 and is as follows:

 

1. To consider the election of four individuals to the Company's Board of Directors.

 

David Portnoy

For 3,973,375

Withhold 2,005,609

 

Harold Berger

For 3,844,222

Withhold 2,134,762

 

Mark Portnoy

For 3,824,580

Withhold 2,154,404

 

Daniel Mizrahi

For 4,244,731

Withhold 1,734,253

 

2. The ratification of appointment of WIPFLI LLC as the Company's independent registered public accounting firm for the fiscal year ending November 30, 2022.

 

For Against Abstain

4,557,636 128,724 1,292,624

 

3. The approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers.

 

For Against Abstain

3,554,614 2,422,749 1,621

 

4. The approval of a non-binding advisory vote on the frequency at which the Company should include an advisory vote regarding the compensation of the Company's name executive officers.

 

Every One Year Every Two Years Every Three Years Abstain Shares with no vote indication

2,967,372 82,134 2,772,001 120,669 36,808

 

5. The approval of the 2022 Equity Incentive Plan.

 

For Against Abstain

3,539,094 2,438,414 1,476

 

6. Authorization to vote the proxies upon other business properly coming before the Meeting or any adjournments or postponements thereof.

 

For Against Abstain

3,037,954 2,036,010 905,020

 

 

 

.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

Cryo-Cell International, Inc.

 

 

 

 

Date:

October 5, 2022

By:

/s/ David Portnoy

 

 

 

David Portnoy, Chairman and Co-CEO