SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) OCTOBER 31, 1997 Commission File Number 000-23386 CRYO-CELL INTERNATIONAL, INC. ---------------------------------------------- (Name of Small Business Issuer in its charter) DELAWARE 22-3023093 --------------------------------- ------------------- (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 3165 MCMULLEN BOOTH ROAD, BUILDING 5, CLEARWATER, FL 33761 ----------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Issuer's phone number, including area code: (813) 723-0333 ------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS On October 31, 1997 the Company filed a multi-count lawsuit in United States District Court, Northern District of New York, Albany, New York, claiming that Stainless Design Corporation of Saugerties, New York, and one of its officers breached its contract among other things, with the Company in relation to the manufacture of cellular storage systems. The attorneys will determine damages. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. CRYO-CELL INTERNATIONAL, INC. Date: November 18, 1997 By: /s/ BRIAN K. BURKE ---------------------------- Brian K. Burke Vice President and Chief Financial Officer